Compliance Officer, Broker-Dealer Investment Banking at Texas Capital Bank | 9to5 Jobs USA
Job Description
Compliance Officer, Broker-Dealer Investment Banking
Company: Texas Capital Bank
Location: Highland Park, Dallas
Salary: $160,922 / year
Category: Accounting & Finance Jobs
Compliance Officer Reporting to Chief Compliance Officer for TCBI Securities, Inc., the Compliance Officer serves as a senior strategic leader within the Investment Bank’s compliance function. We are seeking a highly experienced compliance professional who will operate with broad authority and autonomy across all investment banking business divisions and risk categories. The Compliance Officer acts as an independent, second line of defense (2LOD) compliance partner and is responsible for design…